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#	Item
381	16 of 20 EXHIBIT 5 Text of the Proposed Rule Change: 1 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2009-12-15 09:20:04 Finance Stock market Securities Exchange Act United States Securities and Exchange Commission United States securities law Pacific Exchange Open outcry Floor broker Short Financial markets Financial economics Investment
382	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSEARCA[removed]December 7, 2012 Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Chan Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-12-09 15:48:55 Finance Financial markets Self-regulatory organizations Chicago Board Options Exchange Securities Exchange Act New York Stock Exchange Order Pacific Exchange Open outcry Stock market Financial economics Investment
383	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Extension of Waiver of Transaction Fee for Public Customer Orders in SPDR Options Executed in Open Outcry or in the Automated Improvement M Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-12-06 10:11:27 Finance Chicago Board Options Exchange Securities Exchange Act Broker-dealer U.S. Securities and Exchange Commission NYSE Arca Market maker Options Clearing Corporation Financial economics Financial markets Financial system
384	Notice of Filing of Proposed Rule Change to List and Trade the Accuvest Global Opportunities ETF under NYSE Arca Equities Rule 8.600 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-12-02 10:03:28 Financial services Stock market Collective investment schemes Exchange-traded fund Closed-end fund Mutual fund Advisorshares Open-ended investment company American depositary receipt Financial economics Investment Funds
385	19 of 20 EXHIBIT 5 Additions underscored Deletions [bracketed] Rules of NYSE MKT LLC Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-12-17 09:17:51 Open outcry Investment Financial economics Finance Stock market Economy of the United States New York Stock Exchange
386	Exhibit 5 to File No. SR-NYSE[removed]; Date: [removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-09-23 10:18:10 Economy of the United States New York Stock Exchange Investment Floor broker Open outcry Self-regulatory organizations Finance Financial markets Stock market Financial economics
387	SECURITIES AND EXCHANGE COMMISSION Add to Reading List Source URL: www.sec.gov Language: English - Date: 2009-12-03 12:18:38 Stock market Finance Market maker Order Algorithmic trading Open outcry Securities Exchange Act NASDAQ Options Price Reporting Authority Financial economics Financial markets Investment
388	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-CBOE[removed]November 19, 2012 Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Proposed Rule Change to Addres Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-11-20 13:52:42 Finance Financial markets United States Securities and Exchange Commission Order Futures contract Routing Broker-dealer Securities Exchange Act Open outcry Financial economics Stock market Investment
389	Notice of Filing of Proposed Rule Change to Codify Certain Traditional Trading Floor Functions That May Be Performed by Designated Market Makers (“DMMs”) Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-11-14 11:31:06 Investment Finance Securities Exchange Act New York Stock Exchange Floor broker Algorithmic trading Open outcry Order Short Financial economics Financial markets Stock market
390	Federal Register / Vol. 68, No[removed]Thursday, October 16, [removed]Notices the mechanisms of a free and open market and to protect investors and the public interest. In addition, the PCX believes that the proposed rule c Add to Reading List Source URL: www.sec.gov Language: English - Date: 2004-06-15 10:35:59 Finance Pacific Exchange Order Securities Exchange Act NASDAQ PCX Market maker Short NYSE Arca Financial markets Financial economics Investment

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